| Introductory sub-table (I)(a) | |||
| Name of the Company: SUNDARAM-CLAYTON LIMITED | |||
| Scrip Code, Name of the scrip, class of security: Equity Shares | |||
| Quarter ended: 31st December 2013 | |||
| Partly paid-up shares:- | No. of partly paid-up shares | As a % of total no. of partly paid-up shares | As a % of total no. of shares of the company |
| Held by promoter/promoter group | NIL | NIL | NIL |
| Held by public | NIL | NIL | NIL |
| Total | NIL | NIL | NIL |
| Outstanding convertible securities:- | No. of outstanding securities | As a % of total no. of outstanding convertible securities | As a % of total no. of shares of the company, assuming full conversion of the convertible securities |
| Held by promoter/promoter group | NIL | NIL | NIL |
| Held by public | NIL | NIL | NIL |
| Total | NIL | NIL | NIL |
| Warrants:- | No. of warrants | As a
% of total
no. of warrants |
As a % of total no. of shares of the company, assuming full conversion of warrants |
| Held by promoter/promoter group | NIL | NIL | NIL |
| Held by public | NIL | NIL | NIL |
| Total | NIL | NIL | NIL |
| Total paid-up
capital of the company, assuming full conversion of warrants and convertible securities |
2,02,32,085 Equity shares of Rs. 5/- each | ||
| Statement Showing Shareholding Pattern | ||||||||
| Table (I)(a) | ||||||||
| Category code |
Category of Shareholder |
Number of Shareholders |
Total number of shares |
Number of shares held in dematerialized form | Total shareholding as a percentage of total number of shares | Shares Pledged or otherwise encumbered | ||
| As a percentage of(A+B)1 | As a percentage of (A+B+C) | Number of shares | As a percentage | |||||
| (I) | (II) | (III) | (IV) | (V) | (VI) | (VII) | (VIII) | (IX)= (VIII)/(IV)*100 |
| (A) | Shareholding of Promoter and Promoter Group2 | |||||||
| 1 | Indian | |||||||
| (a) | Individuals/ Hindu Undivided Family | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 |
| (b) | Central Government/ State Government(s) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 |
| (c) | Bodies Corporate | 4 | 15174060 | 15174060 | 75.00 | 75.00 | 0 | 0.00 |
| (d) | Financial Institutions/ Banks | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 |
| (e) | Any Others(Specify) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 |
| Sub Total(A)(1) | 4 | 15174060 | 15174060 | 75.00 | 75.00 | 0 | 0.00 | |
| 2 | Foreign | |||||||
| a | Individuals (Non-Residents Individuals/ Foreign Individuals) |
0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 |
| b | Bodies Corporate | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 |
| c | Institutions | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 |
| d | Qualified Foreign Investor | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 |
| e | Any Others(Specify) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 |
| Sub Total(A)(2) | 0 | 0 | 0 | 0.00 | 0.00 | 0 | 0.00 | |
| Total Shareholding of Promoter and Promoter Group (A)= (A)(1)+(A)(2) | 4 | 15174060 | 15174060 | 75.00 | 75.00 | 0 | 0.00 | |
| (B) | Public shareholding | |||||||
| 1 | Institutions | NA | NA | |||||
| (a) | Mutual Funds/ UTI | 10 | 2049245 | 2049245 | 10.13 | 10.13 | NA | NA |
| (b) | Financial Institutions / Banks | 3 | 8714 | 8714 | 0.04 | 0.04 | ||
| (c) | Central Government/ State Government(s) | 0 | 0 | 0 | 0.00 | 0.00 | ||
| (d) | Venture Capital Funds | 0 | 0 | 0 | 0.00 | 0.00 | ||
| (e) | Insurance Companies | 2 | 551947 | 551947 | 2.73 | 2.73 | ||
| (f) | Foreign Institutional Investors | 3 | 5813 | 5770 | 0.03 | 0.03 | ||
| (g) | Foreign Venture Capital Investors | 0 | 0 | 0 | 0.00 | 0.00 | ||
| (h) | Qualified Foreign Investor | 0 | 0 | 0 | 0.00 | 0.00 | ||
| (i) | Any Other (specify) | 0 | 0 | 0 | 0.00 | 0.00 | ||
| Sub-Total (B)(1) | 18 | 2615719 | 2615676 | 12.93 | 12.93 | |||
| B 2 | Non-institutions | NA | NA | |||||
| (a) | Bodies Corporate | 206 | 278337 | 275713 | 1.38 | 1.38 | ||
| (b) | Individuals | |||||||
| I | Individuals -i. Individual shareholders holding nominal share capital up to Rs 1 lakh | 16177 | 1765165 | 1492066 | 8.72 | 8.72 | ||
| II | ii. Individual shareholders holding nominal share capital in excess of Rs. 1 lakh. | 5 | 366364 | 366364 | 1.81 | 1.81 | ||
| (c) | Qualified Foreign Investor | 0 | 0 | 0 | 0.00 | 0.00 | ||
| (d) | Any Other (specify) | 0.00 | 0.00 | |||||
| (d-i) | Directors & relatives | 11 | 6196 | 6114 | 0.03 | 0.03 | ||
| (d-ii) | NRI Repatriabe | 85 | 12124 | 12124 | 0.06 | 0.06 | ||
| (d-iii) | NRI Non-Repatriable | 83 | 14120 | 13946 | 0.07 | 0.07 | ||
| Sub-Total (B)(2) | 16567 | 2442306 | 2166327 | 12.07 | 12.07 | |||
| (B) | Total Public Shareholding (B)= (B)(1)+(B)(2) | 16585 | 5058025 | 4782003 | 25.00 | 25.00 | NA | NA |
| TOTAL (A)+(B) | 16589 | 20232085 | 19956063 | 100.00 | 100.00 | |||
| (C) | Shares held by Custodians and against which Depository Receipts have been issued | NA | NA | |||||
| 1 | Promoter and Promoter Group | 0 | 0 | 0 | 0.00 | 0.00 | ||
| 2 | Public | 0 | 0 | 0 | 0.00 | 0.00 | ||
| Sub-Total (C ) | 0 | 0 | 0 | 0.00 | 0 | 0 | ||
| GRAND TOTAL (A)+(B)+(C) | 16589 | 20232085 | 19956063 | 100.00 | 100.00 | 0 | 0.00 | |
| (I)(b) | Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the | ||||||||||
| category “Promoter and Promoter Group” | |||||||||||
| Sr. No. | Name of the shareholder | Details of Shares held | Encumbered shares (*) | Details of warrants | Details
of convertible securities |
Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital | |||||
| Number of shares held | As a % of grand total (A) +(B) +( C ) | No. | As a percentage | As a % of grand total (A)+(B)+(C) of sub-clause (I)(a ) | Number of warrants held |
As a % total number of warrants of the same class |
Number of convertible securities held |
As a % total number of convertible securities of the same class |
|||
| (I) | (II) | (III) | (IV) | (V) | (VI)=(V)/(III)*100 | (VII) | (VIII) | (IX) | (X) | (XI) | (XII) |
| 1 | T V Sundram Iyengar & Sons Limited | 3807330 | 18.82 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 |
| 2 | Sundaram Industries Limited | 6062522 | 29.96 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 |
| 3 | Southern Roadways Limited | 3031127 | 14.98 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 |
| 4 | Sundaram Finance Limited | 2273081 | 11.24 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 |
| TOTAL | 15174060 | 75.00 | 0 | 0.00 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 | |
| (*) The term “encumbrance” has the same meaning as assigned to it in regulation 28(3) of the SAST Regulations, 2011 | |||||||||||
| (I)(c)(i) | Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the | |||||||
| category “Public” and holding more than 1% of the total number of shares | ||||||||
| Sr. No. | Name of the shareholder | Number of shares held | Shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} | Details of warrants | Details
of convertible securities |
Total shares
(including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital |
||
| Number of warrants held |
As a % total number of warrants of the same class |
Number of convertible securities held |
% w.r.t total number of convertible securities of the same class |
|||||
| 1 | Birla Sun Life Trustee Company Private Limited | 442510 | 2.19 | 0 | 0.00 | 0 | 0.00 | 0 |
| 2 | Sundaram Mutual Fund A/c Sundaram Select Small Cap | 370000 | 1.83 | 0 | 0.00 | 0 | 0.00 | 0 |
| 3 | Reliance Capital Trustee Company Limited | 611441 | 3.02 | 0 | 0.00 | 0 | 0.00 | 0 |
| 4 | Govindlal M Parikh & Chinmay G Parikh | 233463 | 1.15 | 0 | 0.00 | 0 | 0.00 | 0 |
| 5 | HDFC Trustee Company Limited HDFC MF Monthly Income Plan Long Term Plan | 262904 | 1.30 | 0 | 0.00 | 0 | 0.00 | 0 |
| 6 | SBI Magnum Balanced Fund | 264992 | 1.31 | 0 | 0.00 | 0 | 0.00 | 0 |
| 7 | ICICI Prudential Life Insurance Company | 551847 | 2.73 | 0 | 0.00 | 0 | 0.00 | 0 |
| TOTAL | 2737157 | 13.53 | 0 | 0.00 | 0 | 0.00 | 0 | |
| (I)(c)(ii) | Statement showing holding of securities (including shares, warrants, convertible securities) of persons (together with | |||||||
| PAC) belonging to the category “Public” and holding more than 5% of the total number of shares of the company | ||||||||
| Sr. No. | Name(s) of
the shareholder(s) and the Persons Acting in Concert (PAC) with them |
Number of shares |
Shares as a
percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} |
Details of warrants | Details
of convertible securities |
Total shares (including underlying shares assuming full conversion of warrants and convertible securities) as a % of diluted share capital |
||
| Number of warrants |
As a % total number of warrants of the same class |
Number of convertible securities held |
% w.r.t total number of convertible securities of the same class |
|||||
| - | 0 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 | |
| TOTAL | 0 | 0.00 | 0 | 0.00 | 0 | 0.00 | 0 | |
| (I)(d) | Statement showing details of locked-in shares | ||
| Sr. No. | Name of the shareholder | Number of locked-in shares | Locked-in shares as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} |
| - | 0 | 0.00 | |
| TOTAL | 0 | 0.00 | |
| (II)(a) | Statement showing details of Depository Receipts (DRs) | |||
| Sr. No. | Type of outstanding DR (ADRs, GDRs, SDRs, etc.) | Number of outstanding
DRs |
Number of shares underlying outstanding DRs | Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} |
| - | 0 | 0 | 0.00 | |
| TOTAL | 0 | 0 | 0.00 | |
| (II)(b) | Statement showing holding of Depository Receipts (DRs), where underlying shares held | |||
| by "promoter/promoter group" are in excess of 1% of the total number of shares | ||||
| Sr. No. | Name of the DR Holder | Type of outstanding DR (ADRs, GDRs, SDRs, etc.) | Number of shares underlying outstanding DRs |
Shares underlying outstanding DRs as a percentage of total number of shares {i.e., Grand Total (A)+(B)+(C) indicated in Statement at para (I)(a) above} |
| - | 0 | 0 | 0.00 | |
| TOTAL | 0 | 0 | 0.00 | |